McLaughlin Ryder Investments

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  • 1421 Prince Street, Suite 200
  • Alexandria, VA 22314
  • P: 703.684.9222
  • F: 703.684.9224
  • Toll Free: 866.684.9222

Legal

Securities cleared and accounts held through Pershing, LLC - a Bank of New York Mellon Company.

THE BANK OF NEW YORK MELLON
PERSHING, LLC
Member New York Stock Exchange
SEC Rule 606(formerly SEC 11Ac1-6)
SEC

FINRA

Our Privacy Commitment to You
 
Your trust is of paramount importance to us. That is why we are committed to protecting your personal information. This notice explains the way we use and protect your personal information.
 
Information We Collect
 
We collect information about you in order to properly document your account(s) and to provide you with excellent customer service. The majority of your personal information that we maintain comes directly from you. We collected this information on the paperwork you completed when opening your account(s) and in subsequent telephone conversations between you and your advisor. That information may include, but is not limited to, the following: your name, address, birth date, phone numbers, email address, social security number, and specific financial information.  We also may receive information from governmental agencies and/or independent reporting agencies.
 
How We Use and Share Your Personal Information
 
We use the information to determine the suitability of investments we are recommending to you. We must continuously use our best efforts to obtain relevant information in order to determine if the financial advice we provide is suitable for you.
 
We do not sell or share your information with outside marketers. We will not disclose information regarding you or your account except under the following circumstances: (1) to government entities or other third parties in response to subpoenas or other legal process as required by law; (2) to the broker/dealer who has custody of your account, e.g., Pershing LLC, so that they may meet their supervisory requirements as set forth by the FINRA.
 
We Safeguard Your Personal Information
 
We maintain physical, electronic and procedural security measures in compliance with applicable state and federal regulations to safeguard confidential client information. We restrict the access of your personal information to those individuals within McLaughlin Ryder Investments, Inc. and McLaughlin Ryder Advisory Services, LLC who need it to fulfill our service obligations to you.
 
Should you end your relationship with us, we will maintain your records according to the requirements established by the U.S. Securities and Exchange Commission (SEC). We will continue to protect your personal information in accordance with our privacy practices as outlined in this document.
 
Changes to This Privacy Policy
 
We are required by law to send you our Privacy Notice at least once a year. If we make any substantial changes to the way we use or disseminate confidential information, we will notify you within thirty days.